Branching and transport

Forks on a tree sized by stress

Da Vinci's rule predicts that a tree's forks open wider as they get smaller, because the constant in its angle cost is one number for a tree and enters each fork scaled by its size. A tree sized for equal bending stress conserves an exponent set by how much shorter each branch is than its parent, and on such a tree the same constant enters each fork as its radius to the power 2p − 6. The trend survives at every length ratio short of one and shrinks with it: 105 degrees a decade of radius for a crown filling a plane, 83 at a length ratio of 0.74, 53 for a crown filling a volume, 13 at 0.9. Only a crown shortening about as fast as a volume-filling one fans wider across a tenfold range than one fork's flatness can hide.

Worth reading first: The angle the cost chooses · The cube law.

Da Vinci’s rule leaves a free constant in the cost that fixes a fork’s angle, and one fork cannot refute it, because some value of the constant reproduces any angle. Across a tree it can: the constant is one number for the whole tree, a fork’s share of it falls as the square of the fork’s radius, and a tree spanning a factor of ten in radius must fan from 29.4° at its biggest forks to 111.6° at its smallest, while Murray’s rule opens every fork at 74.93°.

That comparison put the fork on area-conserving radii and gave no reason a tree would have them. A cube law with a lever arm gave one: size every branch so that equal loads on the tips bend it to one stress, and a junction conserves rpr^p with p=3/(1+log2(1/λ))p = 3/(1 + \log_2(1/\lambda)), where λ is the length of a branch over its parent’s. A planar crown gets exactly two. The question here is what fork angle the transport cost predicts on a tree sized that way, at every λ.

The fork angle the transport cost predicts on a tree sized by stress, against the size of the fork. A tree sized so that equal loads on its tips bend every branch to one stress conserves rᵖ with p set by how much shorter each branch is than its parent, λ. On such a tree the cost that fixes a fork's angle carries one constant, entering a fork of size s as s^(2p − 6), so the predicted angle changes with size unless p is three. With the constant set so that a fork of relative size one opens at Murray's 74.9°: At λ = 0.707 (p = 2.000) an even fork opens at 119.1°, 111.6°, 74.9°, 29.4°, 9.6° at relative sizes of 0.1, 0.32, 1, 3.2 and 10; at λ = 0.74 (p = 2.091) an even fork opens at 114.5°, 106.4°, 74.9°, 41.1°, 30.1° at relative sizes of 0.1, 0.32, 1, 3.2 and 10; at λ = 0.794 (p = 2.250) an even fork opens at 106.3°, 97.6°, 74.9°, 53.9°, 46.4° at relative sizes of 0.1, 0.32, 1, 3.2 and 10; at λ = 0.87 (p = 2.498) an even fork opens at 92.7°, 85.5°, 74.9°, 66.0°, 61.5° at relative sizes of 0.1, 0.32, 1, 3.2 and 10; at λ = 0.95 (p = 2.793) an even fork opens at 78.4°, 76.6°, 74.9°, 73.4°, 72.2° at relative sizes of 0.1, 0.32, 1, 3.2 and 10. Murray's rule opens every fork at 74.9°.
Fig. 1 The total angle of an even fork against its size, on trees sized by stress at five length ratios, with each tree’s constant set so that a fork of relative size one opens at Murray’s angle; the faint uprights bound a tenfold range.

Flow through a tree sized by stress

The cost the angle comes from is the cube law’s: pumping per unit length goes as aQ2/r4aQ^2/r^4 and upkeep as br2b\,r^2, and a fork’s branch point sits where the sum of three weighted lengths is least. The weights are each segment’s cost per unit length.

On a tree sized by stress the radii are not the ones that minimise that cost, so the pumping term does not settle at half the upkeep as it does on Murray’s tree. It has to be carried. Flow is proportional to the tips a branch feeds, and on a tree conserving rpr^p with equal tips a branch carrying N tips has radius N1/pN^{1/p}, so the flow in a branch of radius rr is qrpq\,r^p. The weight is then br2+aq2r2p4b\,r^2 + a\,q^2 r^{2p-4}, which is bb times

r2+cr2p4,c=aq2/br^2 + c\,r^{2p-4}, \qquad c = a\,q^2/b

and c, like Da Vinci’s constant, is one number for the whole tree: two cost coefficients and the flow a single tip draws.

The constant’s exponent is 2p − 6

Scale a fork by s. Every weight becomes s2(r2+cs2p6r2p4)s^2\,(r^2 + c\,s^{2p-6}\,r^{2p-4}), and a fork’s angle depends only on the ratios of its weights, so the scaled fork has exactly the angle of the unit fork at c=cs2p6c' = c\,s^{2p-6}.

At p = 2 that exponent is −2, which is Da Vinci’s constant divided by the square of the fork’s size, and the weights are r2+cr^2 + c — the same weights, to the last digit, as the rule that predicts everything at one fork. At p = 3 the exponent is nothing, the two terms of the weight go as the same power of the radius, and c cancels out of every ratio: Murray’s angle at every size.

In between, the constant is still a radius axis, but a shorter one. A tree conserving 2.25 moves its constant by a factor of a thousand across a hundredfold range of radius where a planar crown moves it by ten thousand.

Every angle the weights allow

The trend has two ceilings, and both have closed forms at an even fork. As c′ goes to nothing the weights are the squared radii, the parent’s weight is 22/p2^{2/p} times each daughter’s, and the cosine of each half-angle is 22/p12^{2/p - 1}. As cc' grows without bound the weights go as r2p4r^{2p-4} and the cosine is 214/p2^{1 - 4/p}.

For a planar crown those are 0° and 120°, Da Vinci’s whole range. At p = 3 both are Murray’s 74.93°. In between, the range closes on Murray’s angle from both sides as the crown shortens more slowly: 44.40° to 108.64° for a crown filling a volume, 63.26° to 92.79° at a length ratio of 0.9, and 69.57° to 84.33° at 0.95.

The range of fork angles a stress-sized tree can show, and the range a tenfold tree does show, against the length ratio. Shaded: every total angle an even fork on a tree sized by stress can take, from 2·arccos(2^(2/p − 1)) as its constant goes to nothing to 2·arccos(2^(1 − 4/p)) as it grows, with p = 3/(1 + log₂(1/λ)). The range is 0.0° to 120.0° for a planar crown, 44.4° to 108.6° for a volume-filling one, 63.3° to 92.8° at λ = 0.9, and closes on Murray's 74.9° with no shortening. Lines: the angles a tree spanning a factor of ten in radius shows at its biggest and smallest forks, with its constant centred on Murray's angle.
Fig. 2 Shaded, every total angle an even fork on a stress-sized tree can take, against the length ratio; lines, the angles a tree spanning a factor of ten in radius shows at its biggest and smallest forks.

Worked at the drawn trees’ length ratio

The trees drawn beside the cube law shrink each branch to 0.74 of its parent. A stress rule at that ratio conserves p=3/(1+log2(1/0.74))=3/1.4344=p = 3/(1 + \log_2(1/0.74)) = 3/1.4344 = 2.0915.

The narrow limit’s cosine is 22/2.09151=20.0437=0.97012^{2/2.0915 - 1} = 2^{-0.0437} = 0.9701, a half-angle of 14.03° and a total of 28.07°. The wide limit’s is 214/2.0915=20.9125=0.53162^{1 - 4/2.0915} = 2^{-0.9125} = 0.5316, a half-angle of 57.89° and a total of 115.82°. So a tree at the drawn ratio can show any angle from about 28° to about 116° depending on the size of the fork, against Da Vinci’s 0° to 120° — a range narrowed by a quarter at the bottom and hardly at all at the top.

The constant that puts its unit fork at Murray’s angle is c = 0.6723, against Da Vinci’s 0.7024. Everything else on that tree is read off one curve and one number.

Worked at a crown that fills a volume

A crown whose branches fill a volume shortens each generation by 21/3=0.79372^{-1/3} = 0.7937, and a stress rule there conserves exactly p = 9/4. The constant’s exponent is 2p − 6 = −1.5, so a fork a hundred times smaller than another sees its share of the constant grow by 100^1.5, a thousand.

Its narrow limit’s cosine is 22/2.251=21/9=0.92592^{2/2.25 - 1} = 2^{-1/9} = 0.9259, a half-angle of 22.20° and a total of 44.40°. Its wide limit’s is 214/2.25=27/9=0.58322^{1 - 4/2.25} = 2^{-7/9} = 0.5832, a half-angle of 54.32° and a total of 108.64°. The calibrating constant is 0.6281, and the tenfold fan it gives, 53.9° to 97.6°, uses 43.7° of the 64.2° the weights allow at that length ratio, a share of 0.68. A planar crown’s tenfold fan uses 82.1° of 120°, also 0.68; the drawn trees’ 65.3° of 87.8°, 0.74.

Past the volume-filling crown the share falls as well as the range. A crown at 0.87 has 38.7° of room and its tenfold fan uses 19.5° of it, half; at 0.9 the fan uses 12.0° of 29.5°, four tenths. Two things narrow together as a crown shortens more slowly: the weights leave less room for a trend, and the constant’s exponent is shorter, so a tenfold range of sizes walks less far along the room there is.

Across a tenfold tree

Centre each tree’s constant on the size where an even fork opens at Murray’s angle, and read the forks a factor of 10\sqrt{10} either side. A planar crown runs from 29.4° to 111.6°, a spread of 82.1°, which is Da Vinci’s tree exactly. At the drawn trees’ 0.74 the fan runs from 41.1° to 106.4°, a spread of 65.3°. A crown filling a volume runs from 53.9° to 97.6°, a spread of 43.7°.

Then the fan closes fast. At a length ratio of 0.84 it is 28.2°, at 0.87 it is 19.5°, at 0.9 12.0°, and at 0.95 just 3.2°. With no shortening at all the angle is Murray’s at every size, because a tree that does not shorten conserves three.

How much fork angle a stress-sized tree spanning a factor of ten in radius must show, against the length ratio. The spread of predicted total angle between the biggest and smallest forks of a tree spanning a factor of ten in radius, its constant centred on Murray's angle, against how much shorter each branch is than its parent. For even forks: 82.1° at λ = 0.707, 65.3° at λ = 0.74, 43.7° at λ = 0.794, 28.2° at λ = 0.84, 19.5° at λ = 0.87, 12.1° at λ = 0.9, 3.2° at λ = 0.95; nothing with no shortening. The line is the 43.3° one per cent of network cost buys at a single fork. The spread crosses it at λ = 0.795 for even forks and 0.784 for a daughter ratio of 0.5, against a volume-filling crown's 0.794.
Fig. 3 The spread of predicted angle between the biggest and smallest forks of a tree spanning a factor of ten in radius, against the length ratio, for even forks and for daughters in the ratio one to two, with the one-per-cent band of a single fork drawn across.

Against one fork’s flatness

The trend only matters if a fork is held tightly enough to show it, and a fork is held very loosely: one per cent of a network’s cost buys 43.3° of total angle at an even fork. A trend narrower than that could sit inside the looseness of every fork on the tree.

Against that band the answer is sharp. A tenfold tree’s spread equals it at a length ratio of 0.795 for even forks and 0.784 for forks whose daughters are in the ratio one to two. A crown filling a volume shortens by 21/3=0.7942^{-1/3} = 0.794. So only crowns shortening about as fast as a volume-filling crown or faster carry a trend wider than one fork’s flatness across a tenfold range, and a crown shortening by 0.87 fans across less than half of it.

The equality at the volume-filling ratio is a numerical coincidence of this cost and this band rather than a derived result, and it is stated as one.

Forks with unequal daughters

Lopsided forks carry a slightly smaller trend at every length ratio. With daughters in the ratio one to two, a tenfold tree’s spread is 77.7° on a planar crown, 60.8° at 0.74, 39.8° for a volume-filling crown, 25.3° at 0.84, 17.5° at 0.87, 10.8° at 0.9 and 2.9° at 0.95 — between five and eleven per cent less than an even fork’s at the same ratio, the gap widening as the crown shortens more slowly.

That moves the crossing with the one-per-cent band from 0.795 to 0.784, so a crown whose forks are mostly lopsided needs to shorten a little faster than a volume-filling one before its trend clears one fork’s flatness. The fork-constant measurement found that forks of two shapes sit on one trend displaced along it in size, and a test that recorded each fork’s daughter ratio beside its size and angle would carry that displacement rather than being blurred by it. The same holds here, with a displacement computable from the shape and the length ratio together.

A decade of radius

The steepness of the trend puts a number on how much of a tree a test needs. At the size where a tree’s constant gives Murray’s angle, the predicted total angle falls by 105.1° for each factor of ten in radius on a planar crown, 83.2° at 0.74, 52.8° for a volume-filling crown, 32.1° at 0.84, 21.4° at 0.87, 12.8° at 0.9 and 3.2° at 0.95.

Da Vinci’s tree was steep enough that two forks a decade apart, scattered by twenty degrees, resolved its slope. A crown at 0.87 moves a fifth as far per decade, and at the same scatter it would need about twenty-four times as many forks for the same significance, since the forks needed go as the square of the scatter over the slope, and (105.1/21.4)2(105.1/21.4)^2 is 24.1.

How steeply the predicted fork angle moves with size on a stress-sized tree, against the length ratio. The rate at which the predicted total angle falls per factor of ten in fork radius, at the size where the tree's constant gives Murray's angle. For even forks: 105.1° at λ = 0.707, 83.2° at λ = 0.74, 52.8° at λ = 0.794, 32.1° at λ = 0.84, 21.4° at λ = 0.87, 12.8° at λ = 0.9, 3.2° at λ = 0.95; for a daughter ratio of 0.5, 93.6, 74.2, 47.3, 28.8, 19.2, 11.4, 2.9. A planar crown is Da Vinci's tree exactly, and the rate falls to nothing with no shortening, as the constant's exponent 2p − 6 does.
Fig. 4 The degrees of predicted fork angle a factor of ten in radius moves, at the size where each tree’s constant gives Murray’s angle, against the length ratio, for even forks and for a daughter ratio of 0.5.

Reading a length ratio off a trend

The slope is a steady function of the length ratio, falling at every step from 105.1° a decade to nothing, so it runs both ways. A crown whose length ratio has been measured predicts a slope; a crown whose fork angles have been measured against their sizes reports one; and the two can disagree. The slope is steepest where the forks open near Murray’s angle and flattens towards both ends of the curve, so the comparison belongs there. A crown measured at 0.74 whose forks around 75° change by 20° a decade of size, or by 100°, is a crown the stress rule does not describe, whatever its exponent turns out to be. That is a condition under which this account is withdrawn for that tree, and it needs no value of the constant.

Fork size need not be read with calipers either. On a tree conserving rpr^p a fork’s radius is its tip count to the power 1/p1/p, so a decade of radius is p decades of tips, and a count of tips has no measurement error in it. On a planar crown a decade of radius is a hundredfold range of tips; at 0.74 it is a range of 123; for a volume-filling crown, of 178. The trend is a statement about tip counts as much as about radii, and tip counts are the easier half to take.

Why the planar crown is Da Vinci’s tree

The coincidence at p = 2 is not a coincidence. A planar crown sized by stress conserves cross-section, so it is an area-conserving tree, and on an area-conserving tree the flow per unit of cross-section is the same in every branch. The pumping term aQ2/r4aQ^2/r^4 is then the same in every tube, which is the additive constant the fork-constant measurement found.

So the stress rule does not merely reproduce Da Vinci’s exponent at a planar crown; it reproduces Da Vinci’s angle cost too, constant and all, and every result about Da Vinci’s fork angles applies to a planar stress-sized crown unchanged. What the stress rule adds is the rest of the length-ratio axis, where neither Da Vinci’s rule nor Murray’s has anything to say.

What hiding the trend costs

An angle spread and a cost band are different quantities, and the direct question is what a tree would pay to hide its trend by holding one angle at every size. At the biggest forks of a tenfold planar crown, holding Murray’s angle costs 1.69 per cent above that fork’s own optimum, and at its smallest forks 4.39 per cent — Da Vinci’s numbers.

At 0.74 the costs are 1.34 and 3.06 per cent; for a volume-filling crown 0.66 and 1.43; at 0.87, 0.19 and 0.27; at 0.9, 0.06 and 0.10. Every tree past the volume-filling ratio could show Murray’s angle at every size and pay less than a third of a per cent for it — an amount no fork measurement could see.

What a stress-sized tree spanning a factor of ten would pay to show Murray's angle at its biggest and smallest forks. For trees sized by stress at six length ratios, the cheapest network at Murray's 74.9° against each end fork's own optimum under its own weights. At λ = 0.707 the biggest forks pay 1.69 per cent and the smallest 4.39; at λ = 0.74 the biggest forks pay 1.34 per cent and the smallest 3.06; at λ = 0.794 the biggest forks pay 0.66 per cent and the smallest 1.43; at λ = 0.84 the biggest forks pay 0.30 per cent and the smallest 0.59; at λ = 0.87 the biggest forks pay 0.19 per cent and the smallest 0.27; at λ = 0.9 the biggest forks pay 0.06 per cent and the smallest 0.10. The dashed line is one per cent: a tree above it could not hide its trend inside the looseness of a single fork.
Fig. 5 The cost of holding Murray’s angle at the biggest and smallest forks of a tenfold stress-sized tree, above each fork’s own optimum under its own weights, against the length ratio, with one per cent drawn across.

A hundredfold tree

A larger range of sizes buys more trend, but slowly on a slowly shortening crown. Across a factor of a hundred in radius a planar crown spreads its forks over 109.5°, the drawn trees’ ratio over 84.4°, a volume-filling crown over 59.9°. A crown at 0.87 spreads over only 31.2° — still inside a single fork’s flatness across a hundredfold range.

So on a slowly shortening crown the trend is not a matter of measuring more of the tree. It is too shallow at every range a tree has, and the only honest reading is that such a tree cannot tell a stress-sized crown from a flow-sized one by its angles.

The drawn tree, fork by fork

Everything so far used forks on the interior exponent. A real stress-sized tree does not conserve that exponent near its tips: the outer generations fall away, and a planar crown’s outermost junctions conserve as little as 1.35. So each fork’s weights are better read from its own radii and its own tip count than from a formula.

On an eleven-generation planar crown, with the constant set so that the fork six generations from the tips opens at Murray’s angle, the forks from the trunk outwards open at 13.0°, 19.2°, 27.9°, 39.9° and 55.8°, then 74.9°, then 95.3°, 113.9°, and 120° at the last two. The interior formula at the same sizes predicts 16.2°, 22.8°, 31.8°, 43.6° and 58.4° inward, and 90.8°, 103.6°, 112.1° and 117.0° outward.

Fork angles generation by generation on a drawn tree sized by stress, against the interior prediction. Symmetric trees 11 generations deep, radii sized by equal stress under loads on the tips, every fork's three weights computed from its own radii and tip counts, and the tree's constant set so that the fork 6 generations from the tips opens at Murray's 74.9°. Solid: the angle each generation's forks make. Faint: what a tree conserving the interior exponent everywhere would predict at the same sizes. At λ = 0.707 the forks from the trunk outwards open at 13°, 19°, 28°, 40°, 56°, 75°, 95°, 114°, 120°, 120°; at λ = 0.74 the forks from the trunk outwards open at 31°, 35°, 40°, 48°, 60°, 75°, 92°, 110°, 120°, 120°; at λ = 0.794 the forks from the trunk outwards open at 47°, 49°, 52°, 57°, 64°, 75°, 88°, 104°, 120°, 120°; at λ = 0.87 the forks from the trunk outwards open at 60°, 61°, 62°, 65°, 69°, 75°, 84°, 97°, 115°, 120°. Nearer the trunk every fork sits a few degrees inside the prediction; the outermost generations, which conserve a smaller exponent, open past it to the 120° ceiling. The same tree sized for flow opens every fork at 74.9°.
Fig. 6 Fork angles generation by generation on eleven-generation trees sized by stress, each fork’s weights read from its own radii and tip counts, beside the interior prediction at the same sizes, for four length ratios.

Why the outer forks overshoot

The inner forks sit between 2.6° and 3.9° inside the prediction, and the outer forks run past it to the ceiling, and both have the same cause. Near the tips a stress-sized branch is thinner than the interior exponent says for the flow it carries, so its pumping term is larger than the formula assumes and its weight is nearer the equal-weight case that gives 120°.

The same happens on every crown measured. At 0.74 the forks run 31.5° at the trunk to 120° at the last two generations; for a volume-filling crown 46.9° to 120°; at 0.87, 60.0° to 115.4° and then 120°. And the control shows that it is the sizing and nothing about the procedure: the same tree sized for flow opens every fork at 74.934622°, to every digit printed, whatever the constant.

Drawn

Drawn with branch lengths shrinking by their length ratio and each fork opened at its own predicted angle, a planar crown closes at its trunk and flares at its twigs, and a crown at 0.87 keeps its forks inside a narrower range until its outermost generations throw them wide.

The drawing is a picture of the prediction, not of a tree, and the trees drawn at no angle are the reminder of what happens when a picture is mistaken for the other thing. Nothing about the two crowns below was chosen to look right; every angle in them is a weight triangle.

Two 8-generation trees sized by stress, drawn at the fork angles their own radii predict. Two symmetric trees sized by equal stress under loads on their tips, each drawn with its branch lengths shrinking by its length ratio and every fork opened at the angle the transport cost predicts from that fork's own radii and tips, the constant set so that the fork 5 generations from the tips opens at Murray's 74.9°. At λ = 0.707 the forks from the trunk outwards open at 25°, 37°, 53°, 75°, 99°, 120°, 120°; at λ = 0.87 the forks from the trunk outwards open at 60°, 63°, 67°, 75°, 88°, 108°, 120°. The planar crown closes at its trunk and flares at its twigs; the crown shortening by 0.87 keeps its forks within a narrower range until its outermost generations.
Fig. 7 Two eight-generation trees sized by stress, one a planar crown and one shortening by 0.87 a generation, drawn with every fork at the angle the transport cost predicts from that fork’s own radii and tips.

Which trees could test it

The test needs three measurements on one crown: the length ratio, fork angles across a range of fork sizes, and the size of each fork. The predicted trend is steep enough to see only on crowns shortening by about 0.8 a generation or faster, and on such a crown two decades of fork size would put a spread of 60° to 110° beside a flatness of 43°.

On crowns shortening more slowly a flat set of angles is not evidence for Murray’s rule over stress sizing. Both predict it. What a mechanism would have to show is a derivation whose parameters are measured, and here the parameter is λ: without it, a trend in fork angle cannot be read against any rule at all.

What it assumes

That the flow each tip draws is the same across the tree, so that c is one number. That radii set by stress and angles set by the transport cost belong together, which is the combination the fork-constant measurement accepted for area-conserving radii and is carried here unchanged rather than defended. And that the tree is symmetric and self-similar, with forks of equal daughters or of one fixed ratio.

A real crown varies its length ratio from trunk to twig, carries loads on its wood as well as its tips, and has forks whose daughters differ in both size and length. Nothing here measures one.

What would withdraw it

A fork scaled by s whose angle is not the unit fork’s at cs2p6c\,s^{2p-6}. A planar crown whose angles differ from Da Vinci’s, or a crown conserving three whose angle depends on the constant. A tenfold spread that fails to fall as the length ratio rises, or crosses the one-per-cent band far from 0.795. A tree sized for flow whose forks do not all open at one angle. Each is checked every time the measurement runs.

Still open: a crown sized two ways at once

A trunk carries sap and bends in wind at the same time, so a real crown is sized by something the two requirements agree on, and the exponent it conserves can change from trunk to twig as one requirement hands over to the other. The next test is a tree sized by the larger of the two — flow where it binds, stress where it binds — and whether the fork-angle trend changes sign at the generation where the sizing hands over.

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Area conservationBranching exponentClaim testingClosed formDa Vinci's ruleDegeneracyFalsifiabilityFork angleFree parameterHonest limitsMurray's lawPrediction