Stems and cones

Two lines that cross once

The divergence at which a lattice's two contact steps are exactly equal is a curve across each rung, computable from the geometry with nothing grown. The rule's own settled divergence is a second, shallower curve, and where they cross is where the step ordering changes hands.

Worth reading first: Where a handover sits · A head is a set of points · Counting the spirals.

Inside every rung there is a rise at which the two contact steps change places. That is a measurement — sweep the rise, read the hop ranking, watch it swap — and measured across eight rungs it always lands in the coarse half. A measurement that comes out the same way six times invites the question of what would have made it come out otherwise, and here that question has an answer that needs no stems at all.

The curve where two families are equal

Fix a rise. The step joining organs k places apart runs some fraction of the way around the cylinder and k times the rise up it, so its length depends on the divergence and the rise and on nothing else. Ask for the divergence at which the p-step and the q-step are exactly equal, and there is one, found by bisection in a second.

Which offsets give short hops, at a rise of 0.013. The two lowest points are at 5 and 8, and those are the parastichy numbers. Offset 1 is high because a hop of one node is at least the rise, which is what makes a stem easier to count than a disc.
Fig. 1 The lengths the question is about, at one rise, with the two contact families at the bottom of the ranking.

Do that at every rise of a rung and the answers trace a curve. Across the golden 5/8 rung it runs from 135.80° at the coarse end to 138.11° at the fine one — a climb of 2.281°. Nothing has been grown to produce it. It is a statement about lattices, in the sense that if the arrangement of points is a lattice with those two counts, this is the divergence that would make its two nearest-neighbour families equidistant.

The plane of stems: divergence across, rise up. Each shade is one parastichy pair. The marked points are the lattices where three families are equally short — the forks — and the Fibonacci ones run up the middle towards 137.51°.
Fig. 2 The diagram this curve belongs to. Its branches are exactly the curves along which two families are equidistant, and its nodes are where three are.

That figure is worth a moment, because the curve is not new to this subject even if this collection has not used it this way before. The van Iterson diagram is built from precisely this condition; each of its branches is a locus of equal contact distances, and the tree structure comes from the places where a third family joins the tie.

The curve the rule actually sits on

Now the second line. Grow a stem at each rise under the placement rule — put each new organ where the sum of inverse powers of distance to the existing ones is least — and read off the divergence it settles at. That is a measurement, one stem per rise, and it is the quantity every table here quotes.

The divergence slides along the 5/8 rung. Measured at every rise on one rung, where a counter returns 5 and 8 spirals throughout. The settled divergence slides from 136.6406 to 137.8672 degrees. The ratio of the two contact steps falls to 1.0131 at a rise of 0.016 and the ordering changes hands at 0.015: above it the shorter step belongs to the 5-family and below it to the 8-family. Neither quantity is available to a counter, which is shown positions and reports a pair, and both of them move while that pair does not.
Fig. 3 The rule’s own settled divergence across one rung, measured rather than derived.

Across the same 5/8 rung it climbs from 136.64° to 137.87° — 1.262°, a little over half the climb of the balanced curve.

Two smooth lines, one about twice as steep as the other, over a range where the shallower one starts above the steeper. They cross once. That crossing is where the two step lengths are equal, which is to say it is the handover.

Two lines across the 5/8 rung, crossing once. The divergence the rule settles on, against the divergence at which the two contact steps would be exactly the same length. The second is arithmetic on the lattice and no stem is grown for it. Across this rung the balanced line moves 2.281 degrees and the rule's own line moves 1.262, so the shallower line crosses the steeper one, and it does so exactly once at a rise of 0.0154 — 16 per cent of the way down from the coarse end. That crossing is the handover: above it one family has the shorter step and below it the other does. So a rung has one handover, its position is fixed by the arithmetic rather than by any experiment, and a sweep of the rise carries a stem across it at a place nobody chose.
Fig. 4 Both curves on one axis, and the single place they meet.
Two lines across the 4/7 rung, crossing once. The divergence the rule settles on, against the divergence at which the two contact steps would be exactly the same length. The second is arithmetic on the lattice and no stem is grown for it. Across this rung the balanced line moves 3.537 degrees and the rule's own line moves 2.602, so the shallower line crosses the steeper one, and it does so exactly once at a rise of 0.0222 — 7 per cent of the way down from the coarse end. That crossing is the handover: above it one family has the shorter step and below it the other does. So a rung has one handover, its position is fixed by the arithmetic rather than by any experiment, and a sweep of the rise carries a stem across it at a place nobody chose.
Fig. 5 The same pair on the Lucas 4/7 rung, where both curves fall rather than rise and the crossing sits nearer the coarse end.

Why the balanced curve is worth computing at all

There is a version of this subject in which the balanced curve is the whole story. It is the version the classical diagram encodes: lattices on a cylinder, parameterised by rise and divergence, with the touching-circle condition drawing a tree through the parameter space. Every rung of the ladder is one branch of that tree, every transition is a node, and the numbers that come out are the Fibonacci ones.

Every transition as the rise falls. The pair climbs 1/2 → 2/3 → 3/5 → 5/8 → 8/13 → 13/21. Consecutive transitions are 0.382, 0.382, 0.383, 0.382 of the previous rise — 1/φ² is 0.3820.
Fig. 6 The ladder as a measurement of the rule, which is a different object from the tree the touching-circle condition draws.

What that version does not contain is a rule. It says which lattices are possible and which are equidistant; it says nothing about where a growing thing ends up. This collection’s whole apparatus is on the other side of that distinction — a placement rule with no reference to spirals in it, and a counter that never sees the divergence — so the two objects have been kept apart on purpose, and comparing them has needed a reason.

The handover is that reason. It is a property of the rule’s own stems, measured by growing them, and it turns out to be located by a condition from the classical diagram. That makes the comparison a result rather than a juxtaposition.

The two spiral families a counter finds between 0.43 and 0.67 of the radius. 21 spirals one way and 34 the other, found from the point positions alone — the counter is never told the divergence angle.
Fig. 7 The counter that stands between the two, which is shown positions and returns a pair without being told an angle.

What that explains

Three things, and none of them needed the sweep that found them.

Why there is exactly one handover per rung. Two smooth curves cross once when one is monotonically steeper than the other across the whole interval, which is what these are. There is no possibility of a rung with two handovers unless the rule’s line changes its slope relative to the balanced line, and nothing in the range measured comes close.

Why it is in the coarse half. The balanced line moves about twice as far across a rung as the rule’s line does. A shallower line starting above a steeper one, with both spanning the same interval, crosses nearer the start when the ratio of slopes is large. At a ratio near two the crossing is around a third of the way in, which is where these are: six, twelve, fifteen, thirty-three, thirty-five and forty per cent.

Why the rule is never on the balanced curve. This is the part that took the longest to see and is the most interesting. The rule does not sit where the two families are equidistant. It crosses that condition and leaves it, once per rung, and spends the rest of the rung on one side or the other.

The two steps changing places inside the 5/8 band. Measured at every rise of a band on the golden branch, where a counter returns 5 and 8 spirals throughout. The settled divergence moves by 0.0469 degrees across the whole band, which is a fraction of the azimuth grid step and a fortieth of the slide across the rung it sits in. The ratio of the two contact steps does move: it falls to 1.0013 and the ordering changes hands at a rise of 0.0156, so above that rise the shorter step belongs to the 5 family and below it to the 8 family. Two of the three quantities that vary along a rung are therefore held here and the third is not, which is what makes the ends of this band a matched pair.
Fig. 8 The gap between the two steps across the middle of one rung, which reaches one only at the crossing.

That is worth stating plainly because there is an appealing story in which the rule seeks the balanced condition — a lattice with equal nearest neighbours is the most even one, and evenness is the intuition every popular account of this subject reaches for. The measurement says otherwise. The rule’s line and the balanced line agree at one rise per rung and disagree everywhere else, by up to 0.9° on the 5/8 rung, which is several times the scatter of the rule’s own settled value.

One packing criterion across the angles, with the others' winners marked. The three criteria pick 137.5°, 138.0° and 135.0°. The golden angle is near the top of all three and the exact winner of none at this size.
Fig. 9 The evenness intuition measured directly, in an earlier part of this collection, where it also failed to single out the angle it is supposed to explain.

What the rule is doing instead

The honest answer is that this collection does not know, and the shape of the disagreement narrows it usefully.

The rule’s line is shallower. It moves less than the balanced condition demands as the rise falls, so it starts a rung above the balanced value and ends below it. A rule tracking the balanced condition would have the same slope; a rule ignoring it entirely would have no particular relation to it. What the measurement shows is a rule that follows the same trend at about half the rate.

Every transition as the rise falls. The pair climbs 1/2 → 2/3 → 3/5 → 5/8 → 8/13. Consecutive transitions are 0.381, 0.382, 0.382 of the previous rise — 1/φ² is 0.3820.
Fig. 10 Both trends live on this ladder, whose transitions are the places where the third family joins and the pair changes.

One reading is that the rule is responding to more than two families. The balanced curve is a condition on two of them; the placement rule sums over the whole neighbourhood, with a falloff that reaches tens of organs rather than two. A condition involving the third and fourth families would sit somewhere else, and the rule’s compromise between them would be shallower than any single pairwise condition. That is testable — compute the divergence balancing the second and third families, and see whether the rule’s line sits between the two conditions — and it has not been done here.

The neighbourhood of 21/55, and where its background was taken from. μ₂ across nine tenths of a degree either side of 21/55, on a head of 825 organs — 15 in each of its 55 rows. The deep notch at the centre is the dip. The shaded columns are the offsets this site now takes a background from: those at least 0.03° from every rational with a denominator of 60 or less, of which there are 54 here. The marked sample at 0.2° is the one the earlier work used, and it lands 0.007° from 13/34 — inside that rational's own dip. It reads 0.115 against a floor of 0.148, so measured that way the dip is an inversion. The clear offsets give 0.339.
Fig. 11 The neighbourhood the rule actually reads, which is much larger than the two families a balanced condition is stated over.

The other reading is that there is nothing to explain: the rule settles where it settles, the balanced curve is a different function, and their crossing is the coincidence of two lines in a plane rather than a fact about anything. That reading is harder to refute than it sounds, and the argument against it is the one this essay opened with — the crossing predicts the handover, which is an independently measured quantity on six rungs.

The size of the disagreement

A gap of 0.9° sounds small for an angle that is itself around 137°, so it is worth putting beside the quantities this collection measures things against.

The rule’s settled divergence has a scatter — the run-to-run spread of the last sixty angles — of about 0.1° to 0.2° on these rungs. So the gap between the rule’s line and the balanced line is four to nine times that scatter at the ends of a rung: not a near miss, and not something a longer run or a finer grid would close.

Two stems at 0.75° of scatter, one angle at a time. The divergence of each node, with the slow climb of the ladder removed. Both stems scatter by about 52.26° and a botanist would report them identically. The jostled one wanders in runs — its lag-one correlation is 0.70 — and the one with placement noise alternates about the mean at 0.21, because a displacement of one node enters two consecutive divergences with opposite signs.
Fig. 12 The scatter the gap is being compared against, which is what a settled divergence’s own spread looks like.

It is also large compared with the slide the rule’s line makes across a whole rung, which is 1.262°. In other words, the distance from the balanced condition at the coarse end of a rung is most of the distance the rule travels across the entire rung. The two lines are not nearly the same line with a crossing in it; they are two lines that happen to intersect.

The disorder of a head against its divergence angle, 300 points. μ₂ is the mean squared departure of a Voronoi cell's side count from six, measured on 300 points inside 86% of the radius. Swept across 1.60° it is a staircase: flat over stretches of a few hundredths of a degree, with sharp steps between them and narrow deep dips wherever a rational falls. At 137.144° — which is 360 × 8/21 — it is 0.078; At 137.648° — which is 360 × 13/34 — it is 0.197; At 138.460° — which is 360 × 5/13 — it is 0.060. The ticks along the top are the fractions p/q, placed from arithmetic rather than from the curve.
Fig. 13 A degree of divergence at this scale, drawn against a quantity sensitive to it, which is why nine tenths of one is not a rounding difference.

Against the grid, finally: the azimuth grid is 1,536 steps, or 0.234° each, so 0.9° is about four grid steps. That is comfortably resolved, and it is the reason the flat band needed re-measuring on a finer grid while this comparison did not.

Two routes to one number

That prediction is the check worth stating carefully, because it is the only evidence here that the arithmetic is about the same object as the sweep.

The handover was measured by growing stems: sweep the rise at one per cent, read each stem’s settled divergence, compute the hop ranking, and note where the first two entries swap. The crossing was computed by bisection on a formula, with no stem anywhere in it. They agree on all six rungs to within one sweep step, which is one per cent in the rise.

Where a rung's handover sits, over six rungs. The rise at which the two contact steps change places, as a fraction of the way down each rung from its coarse end, over every rung on both branches that has one. All six fall in the coarse half and none in the middle: the positions measure 6, 12, 15, 33, 35, 40 per cent. That is a fact about the arithmetic of the lattice rather than about any experiment run on it, because the crossing is where the two step lengths are equal and both are functions of the rise and the divergence alone.
Fig. 14 The six positions, which are the same six whichever of the two routes produces them.
The golden ladder, rung by rung. Each bar is one rung — a run of rises over which a counter returns one pair — drawn from its coarse end on the left to its fine end on the right, with the whole bar scaled to the same width so that positions inside different rungs can be compared. The mark on each bar is the rise at which the two contact steps change places, and it falls between 12 and 35 per cent of the way down on every rung that has one. The dots are the lattices this collection's ablation census was grown at, dropped onto the rungs they belong to. They are not spread across the bars; seven of them sit past the mark.
Fig. 15 And the rungs they sit in, on the branch where three of the six are.

Agreement between a measurement and an arithmetic prediction is the strongest thing a figure here can do, and it is this collection’s habit rather than an achievement: a cylinder’s ladder predicting a disc’s counts and a branching tree predicting a dynamical model’s attractors are the same shape of argument. What it buys is not certainty about the mechanism but certainty that two unrelated failure modes would have had to fail the same way.

Two paths down the same tree. Both start at the same first fork. Keeping the larger family every time reaches 137.473°; one different choice reaches 99.549°. Neither angle is in the arithmetic — both are limits of a path.
Fig. 16 One of those earlier agreements, arrived at from arithmetic and matched by a model that shares nothing with it.

The thing this makes cheap

Once the handover is computable, an experiment that needs to straddle one is a morning’s work rather than an exploration. Compute the crossing, grow a band of rises around it, check that the counted pair holds and the divergence does not move, and cut.

Both bands, on two branches and two pairs. One row per band. Each runs from its coarse end on the left to its fine end on the right, with the rise at which the two contact steps change places marked, and the family that survives every wrecked cut written at the end. The 5/8 band on the golden branch keeps the 5 at all 24 of them and the 4/7 band on the Lucas branch keeps the 4 at all 31. Two branches, two counted pairs, one result: the quantity the band varies is not the quantity that decides the answer.
Fig. 17 The two bands built that way, each centred on a computed crossing rather than on a searched-for one.

Both bands in the experiment that followed were located this way. Neither needed a search: the arithmetic said where to look, the sweep confirmed it, and the expensive part — a hundred and fifty cut stems — went entirely on the question rather than on finding the place to ask it.

The ordering changes and the survivor does not. Every offset that wrecks, at every rise of the band, with the family left standing written in the cell. The counted pair is 4 and 7 at all 19 rises and the settled divergence is held to a twentieth of a degree, so the one quantity moving across the columns is which of the two contact steps is the shorter — and it changes hands at the marked rise. The cells do not: the 4 family survives at all 31 wrecked cuts, on both sides. Scored on this band, the reading that a wrecked stem keeps its shortest hop is right 6 times out of 31, for an answer that never changed.
Fig. 18 What the expensive part bought, on the band the arithmetic located.

The refutation this could have been

It is worth naming what would have falsified the account, because an agreement between two curves is the kind of thing that can be arranged after the fact.

The balanced curve was computed for a stated pair, and which pair to use is fixed by the rung rather than chosen: on the 5/8 rung the condition is on the five-step and the eight-step, and nothing else was tried. Had the crossing landed at the wrong rise, there would have been no second pair to fall back on that also gives 5/8.

The curve was computed before the handovers were re-read at one per cent, not after. The earlier sweep, at a coarser step, put the golden 5/8 handover at 0.0155 and the arithmetic said 0.0154; the finer sweep moved the measurement to 0.0156 and the arithmetic did not move. That is the right order of events for a prediction, and it is the reason the agreement is reported as one.

Which family survives, along the 5/8 rung. The family a wrecked stem keeps, at every offset that wrecks and every rise on one rung. A counter shown any of these stems returns 5 and 8 spirals, at all twelve rises, so nothing in the pair distinguishes the columns. The cells say otherwise: at an offset of 4 the stem keeps the 5-family at the coarse end of the rung and the other one at the fine end. The offsets that wreck at all grow from 1 to 5 as the rise falls, because the front deepens, and the extra offsets are the ones that keep the larger number. So the rule stated over the offset alone is a rule with the rise left out of it.
Fig. 19 The sweep that produced the measurement, at the resolution that came second rather than first.

And the account makes a claim it could still fail on: any rung anywhere, on any branch, should have its crossing where the bisection puts it. The two rungs without a measured handover are the test cases nobody can run at present, because their crossings sit above the coarsest rise this collection’s stems settle at — but a coarser sweep would reach them, and if either disagreed the account here would be in trouble rather than merely incomplete.

The same counter, on a stem and on a disc. The stem returns 2 and 3 in all three bands. The disc returns 21/34, 34/55, 55/89 — three answers to one question, which is why a published count needs to say where it was taken.
Fig. 20 The coarse end where those two untested crossings live, and where a stem stops behaving like the fine ones.

There is one more thing the account does not do, and the collection has a habit of saying so. It explains where the ordering changes hands. It does not explain why the rule’s line has the slope it has, which is the quantity doing all the work. That number — a little over half the balanced line’s slope, on both branches — is measured on two rungs and unexplained on both.

What is left

The obvious next computation is the one named above: the balanced condition for other pairs of families, and whether the rule’s line sits inside the envelope they make. It costs nothing — the same bisection on different lags — and it would say whether “a compromise across the neighbourhood” is a description or a phrase.

The hops of a 5/8 lattice, shortest first — golden, rise 0.010Every lattice hop at this rise, ordered by how long its step is across the surface of the stem, with the two that a wrecked stem here leaves standing picked out. The two shortest are the contact families the counter returns, 5 and 8, and they differ in length by a factor of 1.076. The lags left standing after a removal are 5 and 8, sitting at rank 2 and 1 in this order, so the family the rule holds is a short step but not always the shortest one.85133161021181122624629lag, in organs — ordered by the length of its stepstep length, in turns of the stemkept: lag 5, lag 8golden, rise 0.010 · pair 5/8 · offsets that wreck: 4, 5, 6, 7, 8generated from a stated rule, not drawn to look right
Fig. 21 The ranking those other conditions would be stated over, whose third and fourth entries no curve here has been drawn for.

A second one is whether the ratio of slopes is itself computable. On both rungs measured it is close to two — 2.281 against 1.262 on the golden 5/8, and 3.537 against 2.602 on the Lucas 4/7, which are 1.81 and 1.36 — so “about twice” is already an overstatement of a quantity measured twice. Whether it varies with the pair, with the branch or with neither is four bisections and four sweeps away, and it is the number that would turn the account here from a description into a prediction of where a handover sits rather than a confirmation of where it was found.

The two contact steps change places inside the 5/8 rung. Measured at every rise on one rung, where a counter returns 5 and 8 spirals throughout. The settled divergence slides from 136.6406 to 137.8672 degrees. The ratio of the two contact steps falls to 1.0131 at a rise of 0.016 and the ordering changes hands at 0.015: above it the shorter step belongs to the 5-family and below it to the 8-family. Neither quantity is available to a counter, which is shown positions and reports a pair, and both of them move while that pair does not.
Fig. 22 The quantity whose zero the whole essay is about, and whose slope is the number nothing here explains.

The less obvious one is what happens at a transition. A transition is where a third family joins the two, which on the van Iterson diagram is a node. If the rule’s line crosses the balanced curve once per rung, then near a transition it is some distance from it, and how it hands over from one rung’s condition to the next’s is not something any figure here draws. The forks have a closed form and the rule’s approach to them does not.

Which rises are a lattice, from 0.04 to 0.13. How much the divergence wanders over the last sixty organs, at each rise up the coarse ladder. 13 of the 19 settle, scattering between 0.0000 and 0.3356 degrees. six do not: from 0.09 to 0.115 the divergence sticks on exactly 135.0000 degrees, which is three eighths of a turn, and wobbles about it by 0.79 to 1.60 degrees. A counter shown either kind returns the same pair, so the counts cannot tell them apart. The line is the threshold a rise has to pass before a cut is made on it, and it sits in the gap rather than among the measurements.
Fig. 23 The coarse end of the ladder those forks sit on, whose steps are the objects this essay has been working inside.

What links here

Computed from the collection, not written here: the essays that point at this one.

Shares its objects with

Essays that name at least two of the same things, and that neither author linked.

Named objects

A flat tag is an object no other essay names yet.

AttractorDivergence angleGeometric ladderHandoverLadderLatticeMeasurementNearest neighbourParastichy pairThe placement rulePredictionRiseRungTransitions