Branching and transport

Which junctions say anything

Da Vinci's rule and Murray's law differ by 12% at an even fork and by a tenth of a per cent at a twig. So one even fork settles which is right, and two thousand twigs do not — a factor of two thousand across a tree, decided entirely by the shape of the junction and not by how carefully it is measured.

Worth reading first: Fitting the exponent · The cube law · How many plants would it take.

There are two candidate rules for how a branching network divides. Murray’s law says the cube of the parent radius equals the sum of the cubes of the daughters, and it comes from minimising the work of moving fluid against the cost of maintaining the tube. Da Vinci’s rule says the same with squares, and it comes from conservation of cross-section — the observation, five centuries old, that a tree’s branches at any height together have about the trunk’s area.

An earlier essay in this collection fits the exponent rather than assuming it, which is the right method. This one asks a question that comes before the fit: which junctions in a tree could distinguish the two rules at all?

The answer is that almost none of them can, and which ones can is decided by the shape of the junction rather than by anything the measurer does.

The arithmetic

At a junction with daughters of radius r1r_1 and r2=γr1r_2 = \gamma r_1, an exponent pp predicts a parent radius

r0r1=(1+γp)1/p.\frac{r_0}{r_1} = \left(1 + \gamma^{\,p}\right)^{1/p}.

At an even forkγ=1\gamma = 1, two equal daughters — the two rules predict 2=1.4142\sqrt{2} = 1.4142 and 21/3=1.25992^{1/3} = 1.2599. They differ by 0.154, which on a two-per-cent measurement is about eight standard errors. One junction settles it.

As the junction becomes lopsided the two predictions converge, and they converge fast, because both tend to r0=r1r_0 = r_1 as the small daughter vanishes. Every exponent predicts the same trunk when what comes off it is a twig.

The uninformative sample does not say so — it says something elseAbove: how many junctions of a given asymmetry it takes to distinguish an exponent of 3 from an exponent of 2, at 2% measurement error on each radius. An even fork needs one; a junction whose small daughter is a twentieth of the large one needs 2195. Below: 50 junctions from each end of the range, on a synthetic tree built at exactly 3. The even forks return 3.01; the twigs return 1.69, with an interval no wider — because 47% of them measure as a parent thinner than its own larger daughter, and dropping those keeps only the half where the noise ran the right way.1101001000100000.2000.4000.6000.8001daughter ratio — the smaller branch over the largerjunctions needed to tell Murray's rule from Da Vinci'san even fork — one is enougha twig — 2195the same tree, built at an exponent of 3, measured twicethe truth — 350 even forks3.0150 twigs1.692% error per radius · 47% of twigs impossiblemargin 0.11% against 2.8% noise
Fig. 1 The cost of an answer, against the shape of the junction. An even fork settles the question on its own; a junction whose small daughter is a twentieth of the large one would need over two thousand of its kind at the same measurement error.
daughter ratio difference junctions needed
1.0 0.154 1
0.5 0.078 1
0.3 0.035 3
0.2 0.017 11
0.1 0.0047 148
0.05 0.0012 2,195

A factor of two thousand across the range, and nothing in it is measurement error or model choice. It is the geometry of the question.

The counts, and how they are got

The sample size follows the same arithmetic every “how many would it take” figure in this collection uses, so it is worth writing out once here.

A junction gives one observable ratio, r0/r1r_0/r_1, and it carries the error of two measurements — so its standard error is 2σ\sqrt{2}\,\sigma for a relative error σ\sigma on a radius. Averaged over nn junctions that is 2σ/n\sqrt{2}\,\sigma/\sqrt{n}. Requiring the gap between the two predictions to be two of those gives

n>8σ2Δ2.n > \frac{8\sigma^2}{\Delta^2}.

Every count above assumes σ=2%\sigma = 2\%, which is a stated assumption rather than a measurement of anybody’s calipers. It scales as the square, so an instrument twice as good quarters every count in the table — and one twice as bad quadruples them.

One side of this comparison is a hypothesis rather than a second measurement, and that is why the formula is not the two-sample one this site uses for the divergence sequence. Writing the two-sample form here first put every count out by a factor of four, in the safe direction, which is exactly the sort of error a table of plausible-looking integers hides.

Why the informative junction is the rare one

The uncomfortable half is what a real tree offers.

A tree’s junctions are mostly not even forks. The common case is a trunk or a major limb shedding a smaller branch — a large r1r_1 and a small r2r_2 — and the even bifurcation is the exception, concentrated at the tips where the radii are hardest to measure and where the whole structure is least like a transport network.

So a sample of junctions taken as they come is a sample dominated by the ones that say almost nothing. Fifty junctions collected without regard to shape can carry less information about the exponent than five chosen ones, and the ratio between those two outcomes is not a subtlety — at the extremes it is three orders of magnitude.

That is a statement about which junctions to measure, and it is actionable in a way “measure more of them” is not.

A branching tree in which every junction obeys the cube lawr₀³ = r₁³ + r₂³ at all 63 junctions, to 2e-16. The widths in the drawing are the radii the law gives, not widths chosen to look right.branch angle 30° · daughter ratio 1.00255 segments · 63 junctions checked
Fig. 2 A tree built to obey the cube law exactly. Every junction in it satisfies the relation by construction — and the ones near the base, where the daughters are most unequal, would be the least use in establishing that.

The fit is not the problem

It would be easy to read this as a criticism of fitting, so the control is worth stating: the fitter works.

Built at an exponent of 2.2, fifty even forks return 2.22. Built at 2.6, they return 2.62. Built at 3.4, 3.41. The machinery recovers whatever it is given and does not have three baked into it, which is the control the site’s own fitting essay already insists on.

The exponent fitted from the junctions, rather than assumedSweeping k and asking where r₀ᵏ = Σ rᵢᵏ holds best gives 3.000 — Murray's 3, recovered rather than imposed.02468234exponent khow badly r₀ᵏ = Σ rᵢᵏ fails at that kk = 3127 junctionsfitted k = 3.000
Fig. 3 The fitter, shown discriminating. An assumed exponent with a reported error tells you how wrong the data is; a fitted one tells you what the network is doing, and it has to be shown returning something other than three.

What this essay adds is upstream of the fit. A fit can only extract information the data contains, and the table above is a statement about how much that is. A perfect fitter on a sample of twigs is a perfect fitter on nothing.

What it would take to settle the two rules

Put the numbers together and the experiment is small.

Five even forks, measured to two per cent, distinguish Murray’s law from Da Vinci’s rule with room to spare. Twenty gives a fitted exponent with an interval of about ±0.1, which is enough to say whether a network sits at 2, at 3, or at neither.

That is a morning’s work on one tree, and it is a much smaller undertaking than the literature’s habit of measuring every junction in a specimen suggests. The reason it is smaller is not a better method; it is choosing which junctions to measure, which costs nothing and is decided before the calipers come out.

The catch, and it is the subject of the next essay, is what happens if the choice is not made — because a sample of uninformative junctions does not return a wide answer with an honest interval. It returns something worse.

The two costs, and where their sum is leastPumping cost falls as r⁻⁴ and upkeep rises as r². Minimising the sum gives flow proportional to r³ — checked here across flows of 0.6, 1.5, 2.4, where Q/r³ holds to 3.9%.010200.50011.502vessel radiuscost per unit lengthleast total costpumping falls, upkeep risesthe sum has one minimum
Fig. 4 Where the exponent of three comes from: two costs pulling in opposite directions, minimised. It is a derivation rather than a fit, which is what makes it worth the trouble of testing.

Why both rules agree at a twig, in words

The collapse of the difference has a physical reading, and it is worth having because it says the effect is not an artefact of writing the rule as a power.

Both rules are conservation statements. Murray’s conserves the sum of r3r^3, which is proportional to the flow a Poiseuille tube can carry for a given pressure gradient; Da Vinci’s conserves the sum of r2r^2, the cross-sectional area. When one daughter is tiny, it contributes almost nothing to either sum — a twentieth of the radius is a four-hundredth of the area and an eight-thousandth of the cube — so both rules reduce to the same statement: the parent is the same size as its large daughter.

That is a true statement about a tree and it is a statement both hypotheses make. A junction where a hair comes off a trunk says only that the trunk is a trunk.

The even fork is the opposite case: both daughters contribute fully, the two sums are being taken over comparable quantities, and the difference between summing squares and summing cubes is at its largest. It is the only place the two rules are being asked different questions.

So the information is not spread thinly across a tree — it is concentrated at the bifurcations where the two branches are comparable, and those are a specific, identifiable, minority population.

What the model does and does not assume

Two limitations, because the arithmetic above is about a model rather than about a tree.

It assumes exactly two daughters. Real junctions are sometimes three-way, and the same analysis extends — the observable is r0r_0 against the several rir_i — but the information content changes, and this collection has not computed it. A three-way junction with one large and two small daughters is, for these purposes, close to a lopsided two-way one.

It assumes the radii are the quantities the rule is about. Murray’s derivation is about the tubes carrying the flow, and in a tree the conducting tissue is an annulus inside the branch rather than the whole cross-section. If the ratio of conducting area to total area varies systematically with branch size, the measured exponent is a mixture of the transport rule and that variation — which is a real confound, is well known, and is not addressed by measuring better junctions.

So the honest scope: this is arithmetic about what a junction of a given shape could tell if the model applies. It says nothing about whether the model applies, and the site’s existing essays on Murray’s law are careful that a fitted exponent departing from three is the interesting case rather than an error.

An L-system after 4 rewrites of two rulesX → F[+X]F[-X]+X and F → FF, walked by a turtle turning 22.5°. 130 segments, and not one of them knows anything about light, water or auxin.491 symbols · 130 segmentsa description, not a mechanism
Fig. 5 The other way of producing a convincing tree: two rewriting rules and a turtle, with no transport in it at all. A form that matches is weak evidence about a mechanism, which is why the exponent — a quantity a derivation predicts — is worth measuring rather than admiring the shape.

The cost curve, and where it turns

The table is a set of points on a curve, and the shape of the curve is what a person planning a measurement needs.

The difference between the two predictions falls roughly as γ2\gamma^{\,2} for small γ\gamma — both rules expand (1+γp)1/p1+γp/p(1+\gamma^p)^{1/p} \approx 1 + \gamma^p/p, so the gap is γ2/2γ3/3\gamma^2/2 - \gamma^3/3, dominated by the square. The sample size, going as the inverse square of the gap, therefore grows as γ4\gamma^{-4}.

A fourth power is steep enough that the useful range is short. Halving the daughter ratio multiplies the required sample by sixteen. Between γ=1\gamma = 1 and γ=0.4\gamma = 0.4 the cost goes from one junction to two; between 0.4 and 0.1 it goes from two to a hundred and forty-eight.

So the practical rule is a threshold rather than a gradient: junctions with γ\gamma above about 0.4 are cheap and junctions below about 0.2 are hopeless, and there is not much in between. A field protocol can be stated in one line — measure the forks where the two branches look comparable, skip the rest — and that line captures nearly all of the available information.

Every open question here needs under 34 specimensThe sample size at which each comparison reaches 90 per cent power at a 5 per cent false-positive rate, from the exact binomial rather than a normal approximation. The census question — do plants show consecutive Fibonacci pairs far more often than the geometry does — needs 4: 14.7% is the share of divergence angles giving a consecutive Fibonacci pair at a fine rise; 90% is what a grown history gives.plants show consecutive Fibonacci pairs far more…4and more often even than a coin weighted to a half14a conifer cone's rings are spaced as a cone rather…1multijugate patterns are a real minority rather than…34against 14.7%, if the truth is 90%needs: the pair, at a stated rungagainst 14.7%, if the truth is 50%needs: the pair, at a stated rungagainst φ² = 2.62, if the truth is φ^(2/1.88) = 1.67needs: three ring positions, to ±3%against 2%, if the truth is 15%needs: the pair; the whorl's symmetryspecimens neededexact binomial · α = 0.05 · power 0.91 to 34 specimens
Fig. 6 The same shape of calculation elsewhere in this collection. Every sample size here is an inverse square of an effect, and the effect is usually decided by which observation is taken rather than by how carefully.

What a survey should record

The consequence for a study is a single extra column, and it is one that is almost never reported.

Record the daughter ratio at every junction measured. Not because it is interesting in itself, but because it converts a count of junctions into an amount of information — and without it, a paper reporting “148 junctions measured” cannot be distinguished from one reporting the equivalent of two.

With the column, a reader can compute the effective sample size directly: sum 1/Δ(γi)21/\Delta(\gamma_i)^2 over the junctions and compare it with the threshold. Without it, the sample size is a number of measurements rather than a measure of evidence.

That is a cheap recommendation and it has a precedent in this collection. The survey specification for spiral counts asks for the counting radius to be reported for the same reason: a count is worth 221°/mn221°/mn, so a count of 34 and 55 at a large radius is worth far more than one of 2 and 3 near the middle, and a study that reports counts without radii has thrown away the weights.

The general form

The pattern is worth extracting, because it applies well beyond trees.

Two hypotheses differ by a quantity that depends on where in the sample space the observation is taken. The sample size needed goes as the inverse square of that difference. So the design question — which observations to take — enters the cost as a square, while the effort question — how many to take — enters it linearly.

That asymmetry means choosing what to measure is almost always worth more than measuring more, and by a large factor. Here the factor is two thousand between the best observation and the worst, and it is available for free to anyone who works out the difference before collecting.

This collection has made the same point twice in different subjects now. A parastichy count is worth about 221°/mn221°/mn in pinning a divergence angle, so a count of 34 and 55 is worth vastly more than a count of 2 and 3 — same instrument, same effort, different observation. And a divergence sequence read on a stem in the wrong rate regime carries nothing, however many internodes it has.

Ask what an observation could settle before taking it, and the answer is usually an integer that decides whether the study is a morning or a year.

What this does not settle

It is worth ending on what remains open, because the essay’s conclusion is comfortable and comfortable conclusions need their limits stated.

The calculation says a handful of even forks would distinguish an exponent of 2 from an exponent of 3 if the network obeys a single exponent. It says nothing about what happens when it does not, and this collection has already found that organs frequently do not: a fir cone and a capitulum have no single falloff exponent, a fitted one turns out to be a harmonic mean of what the individual steps report, and two measurements cannot show a varying exponent at all.

A tree is at least as likely to be in that position. If the exponent varies with branch order — plausible, since the conducting fraction and the mechanical demands both change from trunk to twig — then five even forks return a well-determined number that is an average of several, and the interval around it will not say so.

The remedy is the same one the exponent thread arrived at elsewhere: measure the even forks at several branch orders separately and compare, rather than pooling them. That costs a few more junctions and it is the difference between reporting a tree’s exponent and reporting a number.

One exponent fitted to an organ that has 4 of themEach dot is one step between consecutive rings, reporting 2 ln φ / ln(s′/s) — the exponent that step would have if the organ had one. They run from 1.980 to 1.697. The line is what a single fit returns, 1.891, which is their harmonic mean of 1.880 and sits below their plain average of 1.887.1.701.801.9020123which step of the ladderexponent reportedresidual 0.045of one stepan ogive · 4 stepsfitted 1.891 against a harmonic mean of 1.880
Fig. 7 The problem in its other setting. A single fitted exponent on an organ that has several is a harmonic mean of them, and it is reported with a confident interval that contains none of the values it is averaging.

And the arithmetic here is about two specific hypotheses. A study asking the open question — what exponent does this network have — is not choosing between 2 and 3, and its sample size is set by the precision it wants rather than by a gap between two values. That calculation is different and it is kinder: the standard error on a fitted exponent falls as 1/n1/\sqrt{n} in the ordinary way, and even lopsided junctions contribute something to it.

What does not change is the ranking. The even forks are still where the exponent is best determined, by a factor that is large at every asymmetry, so the advice to choose junctions rather than to accumulate them survives the change of question. It is only the two-thousand-fold figure that belongs specifically to the two-hypothesis case.

At 3.0 per cent on each ring, no number of rings shows the driftThe gaps between consecutive rings are 1.626, 1.631, 1.657, 1.763. Two rings give one gap and no way to disagree with itself; three give two gaps and a fit with nothing left over. The question is how many gaps it takes for their spread to exceed what the measuring error can explain, and the answer depends on the error as much as on the organ.error per ringrings neededspread vs bound1%4 of 5 rings1.9% > 1.4%1%5 of 5 rings8.2% > 2.8%2%5 of 5 rings8.2% > 5.7%3%not on this oneunder 8.5%5%not on this oneunder 14.1%8%not on this oneunder 22.6%an ogive · 5 rings availableno rings at 3%
Fig. 8 The same question in the exponent thread next door: how many measurements an organ has to supply before its exponent is pinned. Both answers are set by which measurement is taken rather than by how many.
14 specimens separate 14.7% from 50%The exact binomial power against sample size, for a one-sided test at 5 per cent. It is a staircase rather than a curve because the decision rule is a whole number of specimens: at 14 the cut sits at 5 and the power is 91.0 per cent. A normal approximation smooths that staircase away and reports a different answer.00.2500.5000.75015101520specimenschance of detecting it14 specimens90%exact binomial · one-sided at α = 0.0514 specimens, cut at 5
Fig. 9 The general shape of a sample-size calculation. Every one of them prices precision, and the essay after this is about the case where precision was not the binding constraint.

Shares its objects with

Essays that name at least two of the same things, and that neither author linked.

Named objects

A flat tag is an object no other essay names yet.

AllometryBranching exponentDa Vinci's ruleExponent fittingFittingMeasurementMetabolic costMurray's lawOptimisationSamplingSpecimenSummary statisticSurveyTransport